1.2 Folio Investments, Inc. 2022 1 2022-04-20T10:25:22Z 2022 1 100.00 89.68 0.60 8.63 1.10 Citadel CDRG 73.77 73.77 0.00 0.00 0.00 82.86 12.0683 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.55 0.55 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 25.69 15.36 0.60 8.63 1.10 163.53 17.0000 4.55 17.0000 25.29 17.0000 5.12 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 100.00 87.33 3.82 7.46 1.40 Citadel CDEL 55.99 55.99 0.00 0.00 0.00 131.60 11.0690 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 3.32 3.16 0.00 0.16 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 40.69 28.18 3.82 7.30 1.40 888.99 11.2929 109.17 2.3917 94.91 17.0000 45.94 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 2022 2 100.00 88.82 1.74 9.31 0.14 Citadel CDRG 72.29 72.29 0.00 0.00 0.00 48.24 12.7890 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.28 0.28 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 27.43 16.25 1.74 9.31 0.14 119.75 17.0000 5.18 17.0000 16.60 17.0000 0.98 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 100.00 85.55 3.49 8.78 2.18 Citadel CDRG 56.71 56.71 0.00 0.00 0.00 104.18 11.7287 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.82 0.71 0.00 0.11 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 42.48 28.14 3.49 8.67 2.18 719.43 13.9649 28.50 1.9640 46.45 14.7764 20.50 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 2022 3 100.00 92.69 0.60 6.60 0.11 Citadel CDRG 79.27 79.27 0.00 0.00 0.00 36.32 9.8292 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.44 0.44 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 20.30 12.98 0.60 6.60 0.11 90.34 17.0000 0.85 17.0000 7.60 17.0000 0.29 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 100.00 89.22 4.20 5.69 0.90 Citadel CDRG 58.35 58.35 0.00 0.00 0.00 161.82 11.8814 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 1.96 1.41 0.04 0.51 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 39.69 29.45 4.16 5.18 0.90 957.49 13.7814 124.88 6.6620 67.18 8.8283 12.96 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee.