1.2 Folio Investments, Inc. 2022 2 2022-07-19T09:23:24Z 2022 4 100.00 75.29 2.14 21.82 0.75 Citadel CDRG 58.61 58.61 0.00 0.00 0.00 30.83 11.3295 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.86 0.86 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 40.54 15.83 2.14 21.82 0.75 89.68 17.0000 1.15 17.0000 14.95 17.0000 1.41 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 100.00 82.42 4.50 10.96 2.12 Citadel CDRG 53.93 53.93 0.00 0.00 0.00 107.51 12.3098 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 1.41 1.25 0.00 0.16 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 44.66 27.24 4.50 10.80 2.12 805.53 14.3556 142.31 5.6121 90.75 2.4876 111.91 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 2022 5 100.00 69.53 3.03 24.53 2.91 Citadel CDRG 51.83 51.71 0.13 0.00 0.00 35.84 11.7872 0.01 14.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.38 0.38 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 47.79 17.45 2.91 24.53 2.91 94.47 17.0000 9.07 17.0000 20.42 17.0000 4.90 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 100.00 84.05 3.72 11.43 0.80 Citadel CDRG 53.02 53.02 0.00 0.00 0.00 120.63 10.6214 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 3.52 2.99 0.07 0.46 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 43.46 28.04 3.65 10.96 0.80 588.83 10.9872 52.76 4.0328 52.99 12.5686 12.78 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 2022 6 100.00 80.40 0.93 17.75 0.93 Citadel CDRG 66.09 66.09 0.00 0.00 0.00 13.19 8.5805 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.13 0.13 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 33.78 14.17 0.93 17.75 0.93 63.34 17.0000 2.82 17.0000 14.08 17.0000 1.96 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. 100.00 78.14 4.22 15.11 2.53 Citadel CDRG 47.24 47.24 0.00 0.00 0.00 49.08 8.4276 0.00 0.0000 0.00 0.0000 0.00 0.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. This venue pays us $0.01 per share for not held ETF transactions, $0.00175 per share for not held, all or none orders and $0.0014 per share for equity transactions that have a share price greater than or equal to $1. This venue does not pay for any directed or pre-market orders or orders for stocks priced under a $1. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee. Global Trading Systems, LLC GTSM 0.69 0.61 0.08 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 We do not receive any payment for order flow sent to this venue or any other economic or non-economic inducements to route order flow to it. Virtu Financial NITE 52.07 30.29 4.14 15.11 2.53 711.51 13.7356 97.55 2.8543 117.45 10.4257 11.37 17.0000 We have not entered into any contract with this venue regarding compensation, or any other economic or non-economic inducement, for order flow. We receive payment for some, but not all, of the orders that we send to this venue on a per share basis. We receive $0.0017 per executed share for exchange-listed securities with a share price greater than $1 and $1.00 per executed order for bulletin board and pink sheet securities that are priced greater than or equal to $0.01. We do not receive any incentives for equaling or exceeding any order flow volume threshold, such as additional payments or a higher rate of payment. Similarly, we do not incur any disincentives if we route to this venue a lower volume of order flow, such as lower payments or the requirement to pay a fee.