| Code |
Description |
account.invalid.primary.owner |
The client or the corporate firm set in primaryAccountOwner field
- should be an existing entity,
- the client should not be an administrator of a Corporate Account,
- the corporate firm should not be Institutional firm,
- should be managed by the right Institutional firm.
|
| account.invalid.joint.owner |
The joint owners
- must be an existing client,
- cannot be the primary owner,
- cannot be an administrator of a Corporate Account,
- must be a managed client (not a managed trustee),
- must be in the same Institutional firm.
|
| account.invalid.group.trustee |
The trustees
- must be an existing member,
- cannot be an administrator of a Corporate Account,
- must be a managed trustee (not a managed client),
- must be in the same Institutional firm.
|
| account.unique.name.rule |
The account name must be unique for client or corporate firm. |
| account.invalid.tax.lot.selection.choice |
If specified, for taxable accounts, it cannot be ‘AVGC’; for non-taxable account, it has to be ‘AVGC’. If it is ‘WGFS’ or ‘WLFS’, both longTermTaxRate and shortTermTaxRate must be specified, otherwise, neither should be specified. |
| account.billing.oid.rule |
The billing plan picked is invalid. |
| account.beneficiary.share.percentage.rule |
The sum of the share percentages of all the beneficiaries in the same beneficiary category should be equal to 100. |
| account.beneficiary.polygamy.rule |
There can be only one beneficiary as spouse in the same beneficiary category. |
| account.minor.age.rule |
The minor is not qualified due to the age. |
| account.joint.account.state.limit.rule |
The joint account type is restricted in certain states. |
| account.invalid.advisor.rule |
The advisor is not associated with the Institutional firm. |
| account.advisory.firm.registered.state.rule |
No owner, including joint owners, lives in the states where Institutional firm can practice the business. |
| account.group.firm.unqiue.account.rule |
Same corporate entity cannot have more than one account. |
| account.group.firm.invalid.tax.classification.rule |
Tax classification value is invalid for specified type of corporate account. |
| account.poly.watch.account.rule |
Retail member can only have one watch account. |
| restriction.removal.allowed.rule |
|
| account.invalid.security.exclusion.rule |
Invalid ticker of security to be excluded |
| account.invalid.issue.exclusion.rule |
Invalid id of issue to be excluded |
| account.invalid.sector.exclusion.rule |
Invalid id of sector to be excluded |
| account.security.exclusion.end.date.rule |
Invalid end date of exclusion |
